Chief Compliance Officer, Ramp Advisory LLC
Join Ramp as the Chief Compliance Officer to lead compliance for our SEC-registered investment adviser in a fast-paced environment.
Posted by employer 1 day ago
First seen on Joblaze 2 hours ago
Last verified on the company career page 2 hours ago
What you'll build
- Design and execute the compliance program
- Act as primary contact with the SEC
- Maintain policies and procedures
- Provide compliance advice on marketing materials
- Build and maintain the anti-money laundering program
Must have
- 8+ years in investment adviser compliance
- Experience as a CCO or deputy CCO of an SEC-registered adviser
- Deep working knowledge of the Advisers Act
- Direct experience supporting SEC examinations
- Experience overseeing custodian or broker-dealer relationships
Nice to have
- Experience building a compliance program at a high-growth company
- Experience with cash management or fixed income strategies
- Experience with digital advisory models
AI in the day-to-day
Experience using AI and automation to build and scale compliance programs.
Requirements
- Experience
- 8+ years
Not disclosed in this posting: compensation, work arrangement, visa sponsorship.
Benefits
Joblaze summary
The Chief Compliance Officer at Ramp Advisory LLC is responsible for developing and managing the firm's compliance program, ensuring adherence to SEC regulations while supporting rapid product development. This role requires extensive experience in investment adviser compliance, particularly within fintech, and a strong grasp of regulatory frameworks like the Advisers Act. Ideal candidates will have a proven track record in compliance leadership and the ability to make informed decisions in a fast-paced environment. The position offers a chance to work closely with senior leadership and cross-functional teams to enhance compliance strategies.
Joblaze insights
- Listed today — first seen on Joblaze October 18, 2026. Last confirmed on Ramp's careers page October 18, 2026.
Quick facts
- How much experience is required?
- At least 8 years of relevant experience for this Chief Compliance Officer, Ramp Advisory LLC role.
- What seniority level is this role?
- Ramp targets c-level candidates for this position.
- Is this full-time or contract?
- Full-time for this Chief Compliance Officer, Ramp Advisory LLC role at Ramp.
From the original posting
The problems are high-stakes, data-dense, and unforgiving.
About the Role
Ramp is seeking an experienced Chief Compliance Officer (CCO) for Ramp Advisory LLC, our SEC-registered investment adviser. This is a high-accountability, build-and-own role. You will own and be accountable for the firm's compliance program in house, and be the gatekeeper who protects clients and the firm while keeping pace with how fast Ramp ships product. You will report to Ramp's Head of Compliance, with direct access to Ramp Advisory's senior leadership.
What You'll Do
Serve as Ramp Advisory LLC’s designated CCO, with independent authority over the design, execution and effectiveness of the compliance program
Act as the firm’s primary point of contact with the SEC, and represent the program, product and key compliance decisions with regulators
Maintain the firm’s policies and procedures, Code of Ethics, and Form ADV and amendments, and conduct the annual compliance review
Provide compliance advice and sign-off on marketing materials, customer disclosures, onboarding agreements and product changes
Own books and records, communications monitoring, complaints handling, employee training, and access-person and personal-trading requirements
Oversee key financial partners and vendors from a compliance standpoint
Shape customer onboarding strategy, partnering with Product, Engineering and Customer Experience to build scalable controls and monitoring
Build and maintain the firm’s anti-money laundering program
What You Need
8+ years in investment adviser compliance, including prior experience as a CCO or deputy CCO of an SEC-registered adviser
Experience in the fintech space
Deep working knowledge of the Advisers Act and SEC expectations
Direct experience supporting SEC examinations and interfacing with regulators
Experience overseeing custodian, broker-dealer or sub-adviser relationships
Sound, independent judgment: the ability to make and defend compliance decisions in real time, grounded in regulatory guidance, and to hold a position with senior stakeholders
AI fluency and demonstrated experience using AI and automation to build and scale compliance programs
Comfort operating as a standalone compliance lead in a fast-moving environment
Experience building controls and leading program design initiatives in partnership with engineering teams and cross-functional partners
Nice-to-Haves
Experience building or scaling a compliance program at a high-growth company
Experience with cash management or fixed income strategies
Experience with digital or technology-enabled advisory models
Flexible PTO
Centralized home-office equipment ordering
Health and wellness stipend
Budget for intra-office travel
Weekly coffee stipend
United States
100% medical, dental & vision insurance coverage for you, with partial coverage for dependents
One Medical annual membership
Fertility HRA (up to $10,000 per year)
Pet insurance
In-office perks: lunch, snacks, drinks, and more
Canada
Group medical, dental, and vision coverage through Sun Life
Life, AD&D, and disability coverage
Fertility drug coverage (up to $4,000 lifetime)
United Kingdom
Private medical insurance through Freedom Elite
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