"finra" Jobs - Joblaze

Showing 13 of 13 results

Lead the underwriting operations at Robinhood, overseeing compliance and execution of IPOs and equity offerings.

Robinhood Chicago, IL; Denver, CO; Lake Mary, FL; New York, NY $116k–$175k/yr Published 1 day ago

Compliance Communications Senior Specialist Remote

Join Robinhood as a Compliance Communications Senior Specialist to ensure regulatory adherence in marketing and communications.

Robinhood Chicago, IL; Denver, CO; Lake Mary, FL; New York, NY $110k–$165k/yr Published 17 hours ago

Saifr PerformLine FINRA Red Oak SEC

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Brokerage Risk, Senior Technical Analyst Remote

Join Robinhood as a Senior Technical Risk Analyst to lead risk management programs and drive innovation in finance.

Robinhood Chicago, IL; Denver, CO; Lake Mary, FL; New York, NY $112k–$132k/yr Published 1 week ago

Coda GRC SQL LogicGate Python

Flexible on stack

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Chief Compliance Officer, RHD

Robinhood Chicago, IL; New York, NY $224k–$300k/yr Published 1 month ago

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Senior Crypto AML Investigator Remote

Lead complex investigations into cryptocurrency transactions and financial crimes at Robinhood's elite Financial Crimes Investigations team.

Robinhood Denver, CO; New York, NY; Westlake, TX $94k–$110k/yr Published 3 weeks ago

TRM Elliptic BSA/AML financial crime Chainalysis

Flexible on stack

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Compliance Communications Team Lead Remote

Robinhood Chicago, IL; Denver, CO; Lake Mary, FL; New York, NY $110k–$165k/yr Published 4 weeks ago

Saifr PerformLine FINRA Red Oak SEC

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Head of Investment Products

Mercury San Francisco, CA, New York, NY, Portland, OR, or Remote within United States $289.7k–$362.1k/yr Published 2 months ago

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Compliance Lead, Broker-Dealer & Investment Adviser Remote

Gusto Denver, CO;San Francisco, CA;New York, NY $156.2k–$226.7k/yr Published 1 month ago

ComplySci FINRA SEC AI Global Relay

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Senior Accountant, Capital Markets Remote

Coinbase New York City, NY $130.9k–$154k/yr Published 6 months ago

Blockchain ION XTP Floqast NetSuite SQL

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Director of Brokerage Operations Remote

Gusto New York, NY $177.0k–$208k/yr Published 3 months ago

FINRA SEC AI

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Accountant, Capital Markets Remote

Coinbase New York City, NY $108.6k–$127.8k/yr Published 1 month ago

Project Management Blockchain CFTC Financial Services FINRA

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Screening and TM Associate Remote

Brex New York, New York, United States $86.8k–$108.5k/yr Published 1 month ago

due diligence Excel SQL Looker Bribery/Corruption

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Senior GRC Lead Remote

Brex New York, New York, United States $153.6k–$192k/yr Published 4 months ago

Terraform SOC 2 ISO 27001 AWS Tines

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