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FINRA

5 jobs tagged FINRA

Block
Regulatory Program Owner, Cash App Investing Remote
Block Bay Area, CA, United States of America $103.2k–$193.6k/yr Published 2 weeks ago
AI/ML FINRA SEC Smarsh
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Robinhood
Compliance Communications Team Lead Remote
Robinhood Chicago, IL; Denver, CO; Lake Mary, FL; New York, NY $110k–$165k/yr Published 2 weeks ago
Saifr PerformLine FINRA Red Oak SEC
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Gusto
Compliance Lead, Broker-Dealer & Investment Adviser Remote
Gusto Denver, CO;San Francisco, CA;New York, NY $156.2k–$226.7k/yr Published 4 weeks ago
ComplySci FINRA SEC AI Global Relay
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Mercury
Senior Counsel - Product & Regulatory (Investment Products)
Mercury San Francisco, CA, New York, NY, Portland, OR, or Remote within Canada or United States $197.1k–$273.8k/yr Published 2 months ago
Regulation Best Interest Investment Advisers Act FINRA Form CRS/ADV Securities Act
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Gusto
Director of Brokerage Operations Remote
Gusto New York, NY $177.0k–$208k/yr Published 2 months ago
FINRA SEC AI
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