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Regulation Best Interest Jobs

464 open positions · Updated 1 month ago

Average salary: 178.0k–278.0k/yr

Showing 20 of 464 positions

Senior Counsel - Product & Regulatory (Investment Products)

Mercury San Francisco, CA, New York, NY, Portland, OR, or Remote within Canada or United States $197.1k–$273.8k/yr Published 2 months ago

Regulation Best Interest Investment Advisers Act FINRA Form CRS/ADV Securities Act

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Regulatory Program Owner, Cash App Investing Remote

Block Bay Area, CA, United States of America $103.2k–$193.6k/yr Published 2 weeks ago

AI/ML FINRA SEC Smarsh

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Compliance Exam Lead Remote

Affirm Remote US $130k–$170k/yr Published 4 weeks ago

FDCPA CAN-SPAM UDAAP TILA BSA/AML

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Chief Compliance Officer, Kraken Adviser LLC Remote

Kraken United States Published 1 month ago

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Regulatory Program Manager, Automation & Intelligence Remote

Block Bay Area, CA, United States of America $135.8k–$245.4k/yr Published 1 month ago

AI/ML Automation Compliance BizOps Legal

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Senior Litigation Counsel Remote

Block Bay Area, CA, United States of America $276.8k–$415.2k/yr Published 1 month ago

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Front Office Brokerage Operations Lead Remote

Lead the Front Office Brokerage Operations team at Cash App, ensuring compliance and exceptional customer experience in a dynamic financial environment.

Block Bay Area, CA, United States of America $135.8k–$245.4k/yr Published 2 weeks ago

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Compliance Technology Program Lead

Lead compliance technology initiatives using AI tools to enhance oversight and monitoring for fiat and virtual currency products.

Block New York, NY, United States of America $142.6k–$257.6k/yr Published 4 days ago

TRM Labs blockchain analytics Heuristic models sanctions screening Machine Learning

Flexible on stack

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Product Counsel, Credit

Join Block as a Product Counsel to provide legal guidance on product development and ensure regulatory compliance.

Block Bay Area, CA, United States of America $276.8k–$415.2k/yr Published 4 days ago

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Policy + External Affairs Communications Lead Remote

Block Washington, DC, United States of America $135.8k–$245.4k/yr Published 3 weeks ago

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Head of US Public Policy and Government Relations Remote

Block Washington, DC, United States of America $290k–$435k/yr Published 2 weeks ago

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Policy Design Manager, Age-Appropriate Design Remote Visa

Anthropic San Francisco, CA | New York City, NY | Washington, DC $245k–$285k/yr Published 2 months ago

content classification AI/ML developmental science age assurance child safety

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Global Head of Sanctions Remote

Block Bay Area, CA, United States of America $228.7k–$343.1k/yr Published 2 weeks ago

Financial Crimes OFAC EU UN ML

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Product Compliance Manager, Bitcoin & Digital Assets

Join Block as a Product Compliance Manager to shape compliance strategies for Bitcoin and digital assets in a dynamic financial services environment.

Block New York, NY, United States of America $142.6k–$257.6k/yr Published 2 weeks ago

TRM Labs Sanctions Regulations Blockchain Elliptic Bank Secrecy Act

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CFP® Relationship Manager Remote

Robinhood Chicago, IL; Denver, CO; Lake Mary, FL; Menlo Park, CA; New York, NY; Westlake, TX $172k–$230k/yr Published 4 weeks ago

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Staff Data Analyst, Block Compliance Remote

Block New York, NY, United States of America $142.6k–$257.6k/yr Published 3 months ago

Tableau SQL Looker Python R

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Staff Data Analyst, Block Compliance Remote

Block Denver, CO, United States of America $142.6k–$257.6k/yr Published 3 months ago

Tableau SQL Looker Python R

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Staff Data Analyst, Block Compliance Remote

Block Bay Area, CA, United States of America $142.6k–$257.6k/yr Published 3 months ago

Tableau SQL Looker Python R

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Policy Counsel, EMEA Remote Visa

Anthropic Brussels, Belgium; Dublin, IE; London, UK £200k–£240k/yr Published 3 weeks ago

AI/ML

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Product Compliance Manager, Bitcoin & Digital Assets Remote

Block Bay Area, CA, United States of America $142.6k–$257.6k/yr Published 2 weeks ago

AML/BSA UDAP/UDAAP Military Lending Act Regulation Z Fair Credit Reporting Act

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