"finra" Jobs

57 open tech roles matching “finra”, taken straight from company career pages — not reposted from other job boards. Most in demand right now: AI/ML, Banking Operations, SOC 1. Every listing is re-checked daily and closed roles are removed.

Showing 20 of 57 results

ARQ

Lead compliance functions for ARQ's US investment operations in a fast-growing fintech focused on Latin America.

ARQ New York Published 2 weeks ago
Robinhood

Join Robinhood as a Registration and Onboarding Specialist to support compliance and registration processes in a dynamic financial environment.

Robinhood Chicago, IL; Denver, CO; Lake Mary, FL; New York, NY $82k–$97k/yr Published 1 week ago
Mercury

Lead the trading operations function at Mercury, ensuring compliance and operational excellence in a fintech environment.

Mercury San Francisco, CA, New York, NY, Portland, OR, or Remote within Canada or United States $135k–$168.7k/yr Published 2 months ago
Leland

Join Leland as a FINRA exams tutor, helping candidates prepare for licensing exams in a fully remote, flexible role.

Leland Remote - USA Published 4 months ago
Kraken

Support compliance and risk assessment programs for a leading crypto Broker Dealer.

Kraken United States Published 2 weeks ago
Frec

Join Frec as a Sr. Investor Experience Specialist to enhance customer relationships and support their investment journey.

Frec San Francisco Published 2 weeks ago
Robinhood

Lead the underwriting operations at Robinhood, overseeing compliance and execution of IPOs and equity offerings.

Robinhood Chicago, IL; Denver, CO; Lake Mary, FL; New York, NY $116k–$175k/yr Published 5 months ago
Robinhood

Join Robinhood as an Assistant General Counsel to navigate regulatory frameworks and support innovative financial products.

Robinhood Menlo Park, CA, United States $217k–$255k/yr Published 1 day ago
Robinhood

Lead the Brokerage Risk Governance and Oversight team at Robinhood to enhance risk management practices.

Robinhood Chicago, IL $187k–$220k/yr Published 1 month ago
Block

Lead the compliance program for Cash App Investing, ensuring regulatory adherence and supporting product development.

Block Bay Area, CA, United States of America $217.8k–$326.8k/yr Published 1 month ago
Robinhood

Monitor live trading activity and support Robinhood's trading infrastructure in a hybrid role.

Robinhood Chicago, IL; Denver, CO; Lake Mary, FL; New York, NY $101k–$119k/yr Published 2 weeks ago
Robinhood

Join Robinhood as an Overnight Customer Experience Representative to enhance customer support in a dynamic financial environment.

Robinhood Denver, CO; Westlake, TX $28–$33/hr Published 1 month ago
Kraken

Lead operations for Kraken Securities, overseeing US equities and tokenized equities while ensuring regulatory compliance.

Kraken United States Published 4 days ago
Mercury

Serve as the primary legal advisor for Mercury's investment products, advising across the full product life cycle.

Mercury San Francisco, CA, New York, NY, Portland, OR, or Remote within Canada or United States $219k–$273.8k/yr Published 3 months ago
Robinhood

Join Robinhood as a Customer Experience Representative to empower customers and enhance their financial journey.

Robinhood Denver, CO; Westlake, TX $2.8k–$3.3k/hr Published 5 months ago
Kalshi

Join Kalshi as a Marketing & Advertising Compliance professional to ensure regulatory compliance in a fast-growing financial market.

Kalshi New York Office $200k–$250k/yr Published 4 days ago
Brex

Lead IT security compliance workstreams and manage audits in a hybrid role at Brex.

Brex New York, New York, United States $153.6k–$192k/yr Published 1 hour ago
Robinhood

Oversee high-impact projects in Clearing Operations at Robinhood, collaborating with cross-functional teams to drive business growth.

Robinhood Chicago, IL; Denver, CO; Lake Mary, FL; New York, NY $128k–$150k/yr Published 2 weeks ago
Robinhood

Join Robinhood as a Customer Experience Representative to support high-value clients and enhance their financial journeys.

Robinhood Denver, CO; Westlake, TX $34–$40/hr Published 5 months ago
Brex

Lead Brex's Regulatory Affairs function, managing relationships with federal and state regulators in a hybrid work environment.

Brex New York, New York, United States $270k–$335k/yr Published 1 month ago