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Investment Advisers Act Jobs

473 open positions · Updated 1 month ago

Average salary: 202.1k–259.0k/yr

Showing 20 of 473 positions

Mercury San Francisco, CA, New York, NY, Portland, OR, or Remote within United States $289.7k–$362.1k/yr Published 1 month ago

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Compliance Lead, Broker-Dealer & Investment Adviser Remote

Gusto Denver, CO;San Francisco, CA;New York, NY $156.2k–$226.7k/yr Published 4 weeks ago

ComplySci FINRA SEC AI Global Relay

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Senior Counsel - Product & Regulatory (Investment Products)

Mercury San Francisco, CA, New York, NY, Portland, OR, or Remote within Canada or United States $197.1k–$273.8k/yr Published 2 months ago

Regulation Best Interest Investment Advisers Act FINRA Form CRS/ADV Securities Act

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Business Development Partner Remote

Join Robinhood as a Business Development Partner to build relationships with RIA firms and drive growth in the financial services sector.

Robinhood Chicago, IL, USA $120k–$141k/yr Published 1 day ago

HubSpot

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Chief Compliance Officer, Kraken Adviser LLC Remote

Kraken United States Published 1 month ago

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Director, Technical Accounting – M&A and Investments Remote Visa

Anthropic San Francisco, CA $300k–$360k/yr Published 1 month ago

ASC 323 ASC 820 US GAAP NetSuite ASC 350

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Senior Account Executive, Private Equity, Fund Administration

Carta New York, NY $325k–$355k/yr Published 1 year ago

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Senior Financial Analyst Remote

MongoDB New York City $78k–$154k/yr Published 1 month ago

Pigment Google Suite Microsoft Excel Adaptive

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Regulatory Program Owner, Cash App Investing Remote

Block Bay Area, CA, United States of America $103.2k–$193.6k/yr Published 2 weeks ago

AI/ML FINRA SEC Smarsh

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Senior Account Executive, Private Equity, Fund Administration

Carta San Francisco, CA $332k–$355k/yr Published 1 year ago

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Assistant General Counsel, Corporate Remote

Join Marqeta as Assistant General Counsel, Corporate, leading SEC reporting and corporate governance for a public company.

Marqeta Remote, USA $239.2k–$326.2k/yr Published 1 week ago

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Financial Planning & Analysis Manager Remote

MongoDB Dublin Published 2 months ago

Google Suite Excel SQL Adaptive

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Software Engineer, Trade PMR Remote

Join Robinhood as a Senior Software Engineer to lead the development of scalable software services for the Trade PMR platform.

Robinhood New York, NY, USA $166k–$195k/yr Published 1 day ago

AWS .NET APIs Salesforce

70% coding

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Director of Brokerage Operations Remote

Gusto New York, NY $177.0k–$208k/yr Published 2 months ago

FINRA SEC AI

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Account Executive, Fund Administration Remote

Carta Sydney, Australia Published 2 months ago

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AML Operations Analyst

Join Ramp's AML Team to execute anti-money laundering and sanctions compliance in a fast-paced fintech environment.

Ramp New York, NY (HQ) Published 2 weeks ago

Fintech Compliance AML

AI-first team

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Partner Development Representative | Accounting

Ramp New York, NY (HQ) Published 10 months ago

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Strategic Account Executive, Private Equity

Carta London, England Published 6 months ago

Fund Administration SaaS Private Equity

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Technical Accounting and Reporting Manager

Harvey AI New York $144k–$216k/yr Published 1 month ago

ASC 718 NetSuite ASC 350 Workiva ASC 805

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AI Partnerships Manager Remote

Join Ramp as an AI Partnerships Manager to shape partnerships with AI-native firms and drive impactful strategies.

Ramp San Francisco, CA Published 1 week ago

AI/ML

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